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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OR | RA | APPROVED | 2022-02-18 |
| TX | RA | APPROVED | 2022-02-18 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets, Llc | Eugene | OR | 08/2012 | 02/2022 |
| Morgan Stanley Smith Barney Llc | Eugene | OR | 02/2022 | Present |
*584500 - Yoga Alliance Registration RYS 200 (ruling body for yoga teachers); Investment related-No; Arlington, Virginia; Hospital/Healthcare; Registering with them as a yoga teacher (RYS 200) (proprietor, partner, officer, director, employee, trustee, agent); 02/2024; During business hours: 0; After business hours: 10; Labor/Service
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-04-27 |
| S63 | Uniform Securities Agent State Law Examination | 2008-03-14 |
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