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Inactive

Pamela Vasquez

Waterfront Wealth Inc.

Overland Park, KS

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Current Employers
Waterfront Wealth Inc.

6711 W 121St Street Suite 200, Overland Park, KS 66209 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-12-16
KS RA APPROVED 2019-01-07
  • TX RA
    APPROVED_RES
    Since 2021-12-16
  • KS RA
    APPROVED
    Since 2019-01-07

Branch Locations

6711 W 121St Street Suite 200, Overland Park, KS 66209 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
U.S. Bancorp Investments, Inc Overland Park KS 09/2017 11/2018
Wells Fargo Advisors Financial Network, Llc Overland Park KS 11/2018 09/2020
U.S. Bancorp Investments, Inc Merriam KS 08/2013 09/2017
Waterfront Wealth Inc. Overland Park KS 11/2018 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-12-22
S63 Uniform Securities Agent State Law Examination 2007-10-19
  • S65 Uniform Investment Adviser Law Examination
    2014-12-22
  • S63 Uniform Securities Agent State Law Examination
    2007-10-19
Other Names
  • Pam M Fasold
  • Pamela M Fasold
  • Pamela Marie Fasold
  • Pamela Marie Vasquez

View on SEC IAPD

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