Davin J Carey

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2007 → 09/2025
  Avantax Investment Services, Inc.
  Oxnard, CA
• 07/2008 → 09/2025
  Avantax Advisory Services
  Oxnard, CA
• 01/2014 → 05/2017
  Ca Lending Inc
  Westlake Village, CA
• 12/2007 → 12/2020
  Carey & Hanna Cpa
  Oxnard, CA
• 08/2009 → 09/2025
  Avantax Insurance Agency, Llc
  Oxnard, CA
• 12/2007 → 11/2020
  Carey & Hanna Cpas
  Oxnard, CA
• 03/2021 → Present
  Avantax Planning Partners
  Oxnard, CA
• 09/2025 → Present
  Cetera Wealth Services, Llc
  Oxnard, CA
• 09/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2008-08-22 → 2025-09-05
  Avantax Advisory Services
  Oxnard, CA
  Dallas, TX
  Westlake Village, CA

Other Businesses

1) Real Estate Rental Properties 1445 Donlon St, Ste 6 Ventura CA 93003 Real Estate/Mortgage/Title Services/Appraisal Owner/Sole Proprietor 6/29/2012 30hrs~20hrs research, acquire, maintain real estate rental properties 2) SCOTTSDALE COMMUNITY BANK INVESTMENT POS: Investor/Common Stock NAT: Fraternity brother is part of founding/chartering of a de novo bank, Scottsdale Community Bank and I want to invest $50,000. INVSTMNT RLTD: No NUMBER OF HOURS: 0 SECURITIES TRADING HRS: 0 STRT DTE: 03/01/2021 ADDR: 8767 E Via De Ventura, Suite 190, Scottsdale AZ 85258 DESCR: provides capital 3) SIGMA DELTA HOUSING CORP. POS: Board Member NAT: This is a non-profit housing corporation which helps secure leases and property for my fraternity when I was in college. It is non profit and I mostly discuss with other alumni where future housing will be. INVSTMNT RLTD: No #HRS: 1 SECURITIES TRADING HRS: 0 STRT DTE: 10/27/2021 ADDR: 5804 Montezuma Rd, San Diego CA 92116 DESCR: So far I have only been involved directly in discussions about the current house they live in and desires to make upgrades in the future 4) CHABAD POS: Board of Directors NAT: I was invited to be on the Board of Directors when they become a full 501c3 to help with directing the future of the organization. They are trying to buy a property and improve revenues to provide more services to students. INVSTMNT RLTD: No #HRS: 2 SECURITIES TRADING HRS: 0 STRT DTE: 12/02/2021 ADDR: 6115 Montezuma Rd, San Diego CA 92115 DESCR: I will help advise on real estate matters and try to find ways to develop/purchase through tax credits/etc. I will also help provide general business advice on how to increase revenues. 5) THOUSAND OAKS INVESTMENT REVIEW COMMITTEE; Investment Review Committee Member; keep the City Council and Finance Direct "honest" and adhering to the rules relating to what the city is allowed to buy/etc via the Investment Policy Statement. My role will be to make sure someone doesn't want to go buy things explicitly prohibited (like stocks); NIR; HRS 1; HRS 1; 01/01/2022; 2100 Thousand Oaks Blvd, Thousand Oaks CA 91362; Review investment reports 6) AVANTAX PLANNING PARTNERS; Regional VP & FP Consultant; Work with clients & CPAs on developing financial plans and investment recommendations; IR; HRS 160; HRS 130; 12/01/2022; 1000 Town Center Drive, Suite 200, Oxnard CA 93036; develop and propose financial plans

Exams

• S65 Uniform Investment Adviser Law Examination
  2008-08-21
• S63 Uniform Securities Agent State Law Examination
  2007-11-28