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Sven Antonio Del Pozzo

Ihs Herold Inc.

Westport, CT

CRD 5412990

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Employer firm

Ihs Herold Inc. CRD 127160

Reported services (Item 5G)

  • Periodicals / newsletters
  • INDEPENDENT RESEARCH & CONSULTING SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Ihs Herold Inc.

55 Post Rd. West 2Nd Floor, Westport, CT 06880 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2016-01-08
  • CT RA
    APPROVED
    Since 2016-01-08

Branch Locations

55 Post Rd. West 2Nd Floor, Westport, CT 06880 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ihs Herold, Inc. Westport CT 07/2010 Present
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2008-09-04
  • S63 Uniform Securities Agent State Law Examination
    2008-09-04
Designations
  • Chartered Financial Analyst
Other Names
  • Sven Del Pozo
  • Sven Antonio Del Pozo

View on SEC IAPD

Nearby Firms

QUORUS INC.
DIVYDE CAPITAL PARTNERS L.P.
MORGAN STANLEY

Nearby Investors

JOHN WILLIAM HILL
KYLE JOSEPH BIRMINGHAM
Prashant A Joshi

Nearby Offices

QUORUS INC. · WESTPORT, CT
DIVYDE CAPITAL PARTNERS L.P. · WESTPORT, CT
MORGAN STANLEY · Westport, CT

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