Barbara Wenig

Employer firm

Principal Asset Management CRD 109002

$428B regulatory AUM 137 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2008 → 09/2021
  Neuberger Berman Llc
  New York, NY
• 09/2021 → Present
  Principal Funds Distributor
  New York, NY
• 09/2021 → Present
  Principal Asset Management
  New York, NY

Previous Registrations

• 2008-09-19 → 2021-09-10
  Neuberger Berman Bd Llc
  New York, NY
  New York, NY
  New York, NY
• 2008-09-09 → 2008-09-24
  Lehman Brothers Inc.
  New York, NY
  New York, NY

Other Businesses

1) Access/supervised person of Principal Global Investors, LLC, and will perform certain functions for Principal Global Investors and its affiliates. 2) Mercyhurst University - Secretary of Board of Trustees. Also a member of the board. Provides advice and guidance regarding the University strategy, may participate in specific committees periodically. Appointment as secretary will involve membership in the Executive Committee of the Board of Trustees. 501 E 38th St, Erie, PA 16546. Not investment related. 0-1 hours per week, 0 hours during trading. Effective 02/21/2022. 3) Ohio State University Fisher College of Business Finance Advisory Board - Board Member. Provide input on curriculum, provide insights on markets and skillsets. No compensation. Not investment related. 281 W Lane Ave Columbus, OH 43210. 0-1 hrs per week, 0 hrs during trading. Effective 01/01/2023.

Exams

• S66 Uniform Combined State Law Examination
  2008-09-07

Designations

• Chartered Financial Analyst

Other Names

• Barbara Pacicco Wenig
• Barbara Pacicco