Shawna J. Gwin

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2007-11-19

CA RA
APPROVED

Since 2007-11-19

Branch Locations

135 S. State College Blvd Suite 650, Brea, CA 92821 • United States

La Habra, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc.	Brea	CA	08/2000	Present

08/2000 → Present

Ubs Financial Services Inc.

Brea, CA

Other Businesses

MIDNIGHT PERFORMANCE LLC / 1056 S. CYPRESS ST, UNIT E LA HABRA,CA 90631 / OTHER/ OTHER PERFORMANCE MARINE, AUTOMOTIVE, PARTS & SERVICE / BOAT SERVICE & REPAIR, LICENCED PARTS DISTRIBUTOR / MANAGING MEMBER / PAPERWORK / START DATE 11/3/2014

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2007-11-16

S66 Uniform Combined State Law Examination

2007-11-16

Other Names

Shawna Cote
Shawna Jean Cote

View on SEC IAPD

Current Employers

Ubs Financial Services Inc.

Disclosures

Employment History

Other Businesses

Exams

Other Names

Other Firms

Other Investors

Other Offices

Reviews