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730 Third Avenue, New York, NY 10017-3206 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2013-08-19 |
Branch Locations
8500 Andrew Carnegie Blvd. Charlotte Hub, Charlotte, NC 28262 • United States
Huntersville, NC • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tiaa-Cref Individual & Institutional Services, Llc | Charlotte | NC | 02/2011 | Present |
| Tiaa | Charlotte | NC | 02/2011 | Present |
(1) RENTAL PROPERTY POSITION: owner of the home NATURE: Rental Income INVESTMENT RELATED: Yes NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 04/01/2011 ADDRESS: Home Address, Huntersville NC 28078, United States DESCRIPTION: owning and maintaining (2) ODELL REC POSITION: Referee NATURE: Referee Soccer games on Saturdays and weekday evenings when scheduled. INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 08/24/2024 ADDRESS: 9900 Poplar Tent Rd STE 130, Concord NC 28027, United States DESCRIPTION: Make sure the game flows as it should and protect players by ensuring the rules of the game are followed.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-08-15 |
| S63 | Uniform Securities Agent State Law Examination | 2007-11-14 |
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