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Alain E Mahase

Strategic Advisers LLC

South Ozone Park, NY

CRD 5411803

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Employer firm

Strategic Advisers LLC CRD 104555

$1.37T regulatory AUM 17,518 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (institutions)
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Strategic Advisers Llc

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-03-31
TX RA APPROVED_RES 2025-03-31
  • NY RA
    APPROVED
    Since 2025-03-31
  • TX RA
    APPROVED_RES
    Since 2025-03-31

Branch Locations

South Ozone Park, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tdameritrade, Inc Jersey City NJ 09/2013 01/2021
Fidelity Investments Merrimack NH 05/2022 Present
Unemployed Queens NY 01/2021 04/2022
Fidelity Investments Boston MA 03/2025 Present
  • 09/2013 → 01/2021
    Tdameritrade, Inc
    Jersey City, NJ
  • 05/2022 → Present
    Fidelity Investments
    Merrimack, NH
  • 01/2021 → 04/2022
    Unemployed
    Queens, NY
  • 03/2025 → Present
    Fidelity Investments
    Boston, MA
Previous Registrations
  • 2022-07-12 → 2025-03-31
    Fidelity Personal And Workplace Advisors
    South Richmond Hill, NY
  • 2014-05-02 → 2021-01-11
    Td Ameritrade, Inc.
    New York, NY
  • 2014-05-02 → 2020-12-31
    Td Ameritrade Investment Management, Llc
    New York, NY
    New York, NY
Other Businesses

OBA-68898|OrgNmn:Al's Marketplace Inc.|Org Addr:Queens,New York,US|OBA Nature:West Indian Grocery Store|Invst Rel:N|Title:Officer|Duties:Silent Partner not involved in day to day operations|StrtDt:02-25-21|TotHrs/mon:0.01|TrdHrs/mon:0|

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-04-30
S63 Uniform Securities Agent State Law Examination 2007-12-07
  • S66 Uniform Combined State Law Examination
    2014-04-30
  • S63 Uniform Securities Agent State Law Examination
    2007-12-07
Other Names
  • Al Mahase

View on SEC IAPD

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