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Brendan Malone

Greenrock Research, Inc.

Chicago, IL

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Current Employers
Greenrock Research, Inc.

444 W. Lake St. Suite 1700, Chicago, IL 60606 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2023-01-20
  • IL RA
    APPROVED
    Since 2023-01-20

Branch Locations

444 W. Lake St. Suite 1700, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bb&T Securities Chicago IL 11/2014 07/2020
Unemployed Chicago IL 08/2020 10/2020
Huntington Securities, Inc Chicago IL 11/2020 07/2022
Greenrock Research, Inc Chicago IL 07/2022 Present
  • 11/2014 → 07/2020
    Bb&T Securities
    Chicago, IL
  • 08/2020 → 10/2020
    Unemployed
    Chicago, IL
  • 11/2020 → 07/2022
    Huntington Securities, Inc
    Chicago, IL
  • 07/2022 → Present
    Greenrock Research, Inc
    Chicago, IL
Previous Registrations
  • 2014-12-05 → 2020-08-03
    Bb&T Securities, Llc
    Chicago, IL
    Richmond, VA
    Chicago, IL
    Charlotte, NC
  • 2012-01-24 → 2014-11-20
    B. C. Ziegler And Company
    Chicago, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-11-29
  • S66 Uniform Combined State Law Examination
    2010-11-29
Other Names
  • Brendan John Malone

View on SEC IAPD

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PROSPECT PARTNERS ADVISORS LLC
DOYENNE WEALTH ADVISORS

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SUSAN MARY SHACKLETTE
KRISTI LYNN MILLS
NATHANIEL MITCHELL COLEMAN
KEITH MATTHEW CARDOZA

Other Offices

BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL
PFINGSTEN PARTNERS, L.L.C. · CHICAGO, IL
GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL
GUGGENHEIM INVESTMENTS · CHICAGO, IL
PEKIN HARDY STRAUSS, INC. · CHICAGO, IL
SPIDERROCK ADVISORS, LLC · CHICAGO, IL
PROSPECT PARTNERS ADVISORS LLC · CHICAGO, IL
DOYENNE WEALTH ADVISORS · CHICAGO, IL

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