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Stuart Damian Schott

Wells Fargo Clearing Services, LLC

Tampa, FL

Palm Harbor, FL

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2021-10-11
  • FL RA
    APPROVED
    Since 2021-10-11

Branch Locations

100 S Ashley Dr 9Th Fl [F6-Rbo], Tampa, FL 33602 • United States

33277 Us Hwy 19 N, Palm Harbor, FL 34684 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wachovia Bank, N.A. Tampa FL 08/2007 Present
Wells Fargo Advisors Llc Palm Harbor FL 05/2009 11/2016
Wells Fargo Clearing Services, Llc Palm Harbor FL 11/2016 Present
  • 08/2007 → Present
    Wachovia Bank, N.A.
    Tampa, FL
  • 05/2009 → 11/2016
    Wells Fargo Advisors Llc
    Palm Harbor, FL
  • 11/2016 → Present
    Wells Fargo Clearing Services, Llc
    Palm Harbor, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-11-30
S63 Uniform Securities Agent State Law Examination 2007-12-04
  • S66 Uniform Combined State Law Examination
    2020-11-30
  • S63 Uniform Securities Agent State Law Examination
    2007-12-04
Other Names
  • Stu Schott
  • Stuart Schott

View on SEC IAPD

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