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Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2024-04-08
  • AZ RA
    APPROVED
    Since 2024-04-08

Branch Locations

Chandler, AZ • United States

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Hunt Valley MD 08/2017 01/2022
Thornburg Investment Management Santa Fe NM 08/2007 08/2017
Bank Of America, N.A. Hunt Valley MD 09/2017 01/2022
Fidelity Investments Chandler AZ 02/2022 03/2024
Empower Financial Services, Inc Greenwood Village CO 04/2024 Present
Empower Advisory Group, Llc Greenwood Village CO 04/2024 Present
  • 08/2017 → 01/2022
    Hunt Valley, MD
  • 08/2007 → 08/2017
    Thornburg Investment Management
    Santa Fe, NM
  • 09/2017 → 01/2022
    Bank Of America, N.A.
    Hunt Valley, MD
  • 02/2022 → 03/2024
    Fidelity Investments
    Chandler, AZ
  • 04/2024 → Present
    Empower Financial Services, Inc
    Greenwood Village, CO
  • 04/2024 → Present
    Greenwood Village, CO
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-10-18
  • S66 Uniform Combined State Law Examination
    2017-10-18
Other Names
  • Oscar Uribe Cervantes
  • Oscar Uribecervantes

View on SEC IAPD

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