Joshua Matthew Gomez

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2013 → 08/2021
  Stephens Inc
  Little Rock, AR
• 08/2021 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2019-10-25 → 2021-08-25
  Stephens
  Little Rock, AR

Other Businesses

1) NAME OF OTHER BUSINESS: VILLAGES OF WELLINGTON PROPERTY OWNERS ASSOCIATION; INVESTMENT RELATED: NO; ADDRESS: SAME AS RESIDENTIAL LOCATION; NATURE OF BUSINESS: HOMEOWNERS ASSOCIATION; START DATE: 11/2025; POSITION/TITLE/RELATIONSHIP: BOARD MEMBER; APX NUMBER OF HOURS PER WEEK: LESS THAN 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: REVIEW BUDGET AND FINANCIAL STATEMENTS, VOTE AND MAKE DECISIONS ON COMMUNITY ADMINISTRATIVE ISSUES, CAPITAL EXPENDITURES RELATED TO MAINTENANCE, UPKEEP AND IMPROVING COMMUNITY AREAS;

Exams

• S65 Uniform Investment Adviser Law Examination
  2019-10-24
• S63 Uniform Securities Agent State Law Examination
  2007-12-05

Other Names

• Joshua Matthes Gomez