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Colleen Clark Higgins

Raymond James & Associates, Inc.

Vero Beach, FL

CRD 5410918

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Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-05-08
FL RA APPROVED 2019-03-18
  • TX RA
    APPROVED_RES
    Since 2024-05-08
  • FL RA
    APPROVED
    Since 2019-03-18

Branch Locations

582 Beachland Blvd. Suite 200, Vero Beach, FL 32963 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pnc Investments Sebastian FL 03/2015 03/2017
Pnc Bank Sebastian FL 03/2015 03/2017
Pnc Investments Pittsburgh PA 03/2017 02/2018
Pnc Investments Pittsburgh PA 02/2018 03/2019
Raymond James & Associates, Inc. Vero Beach FL 01/2019 Present
  • 03/2015 → 03/2017
    Pnc Investments
    Sebastian, FL
  • 03/2015 → 03/2017
    Pnc Bank
    Sebastian, FL
  • 03/2017 → 02/2018
    Pnc Investments
    Pittsburgh, PA
  • 02/2018 → 03/2019
    Pnc Investments
    Pittsburgh, PA
  • 01/2019 → Present
    Raymond James & Associates, Inc.
    Vero Beach, FL
Previous Registrations
  • 2015-05-11 → 2019-03-14
    Pnc Wealth Management Llc
    Sebastian, FL
    Orlando, FL
    Tampa, FL
    Palm Bay, FL
    Sebastian, FL
    Palm Bay, FL
    Vero Beach, FL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-05-05
S63 Uniform Securities Agent State Law Examination 2008-04-18
  • S65 Uniform Investment Adviser Law Examination
    2015-05-05
  • S63 Uniform Securities Agent State Law Examination
    2008-04-18
Other Names
  • Colleen Anne Clark
  • Colleen Higgins

View on SEC IAPD

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Nearby Investors

MICHAEL JOHN CURLEY
MICHELLE ANN DAVIS
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Nearby Offices

MORGAN STANLEY · Vero Beach, FL
WELLS FARGO CLEARING SERVICES, LLC · VERO BEACH, FL
WELLS FARGO CLEARING SERVICES, LLC · VERO BEACH, FL

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