Thomas Archer Hardy

Employer firm

Hardy Financial Planning CRD 145071

$15.0M regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Pension consulting

From the firm’s Form ADV. Read the guides:

Current Employers

Hardy Financial Planning

Ann Arbor, MI • United States

Current Registrations

Authority	Category	Status	Date
MI	RA	APPROVED	2010-12-17

MI RA
APPROVED

Since 2010-12-17

Branch Locations

Ann Arbor, MI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Hardy Financial Planning, Inc.	Ann Arbor	MI	08/2007	Present
Cleary University	Ann Arbor	MI	08/2004	Present
California Lutheran University	Thousand Oaks	CA	12/1998	Present

08/2007 → Present

Hardy Financial Planning, Inc.

Ann Arbor, MI
08/2004 → Present

Cleary University

Ann Arbor, MI
12/1998 → Present

California Lutheran University

Thousand Oaks, CA

Other Businesses

Thomas Hardy has been an Adjunct Professor of Finance at Cleary University in Ann Arbor, Michigan since 2004. In this capacity he teaches classes on Finance, Investing and Financial Planning. These responsibilities require an average of approximately 20 hours per month. Classes are normally taught outside securities trading hours.