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Transamerica Financial Advisors, LLC CRD 16164
$2.11B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2019-10-11 |
Branch Locations
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| H.D. Vest Advisory Services | Pearland | TX | 06/2008 | 12/2017 |
| Progressive Casualty Insurance Company | Mayfield Village | OH | 07/2015 | 05/2017 |
| Texas Windstorm Insurance Association | Austin | TX | 09/2009 | Present |
| The Woodlands Financial Group General Agency | The Woodlands | TX | 09/2009 | Present |
| Istockphoto, A Subsidiary Of Getty Images | Chicago | IL | 06/2016 | Present |
| Transamerica Financial Advisors, Inc | Houston | TX | 10/2019 | Present |
| Wfgia | Houston | TX | 02/2018 | Present |
| Texas Alcoholic Beverage Commission | Houston | TX | 05/2018 | 12/2021 |
| Serene Professional Solutions Llc | Pearland | TX | 01/2002 | Present |
| Nash Records | Pearland | TX | 01/2002 | Present |
| Mark Nash Insurance Agency | Pearland | TX | 11/2007 | Present |
| God'S Holistic Temple | Pearland | TX | 01/2008 | Present |
| Hd Vest Investment Services | Irving | TX | 09/2007 | 12/2017 |
| Internal Revenue Service | Philadelphia | PA | 12/2021 | 12/2022 |
| Louisiana Department Of Revenue | Houston | TX | 06/2024 | 03/2026 |
Sales of insurance and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc. SERENE PROFESSIONAL SOLUTIONS LLC/Investment Related - No/8814 Sunforest Ln Pearland, Texas 77584 713-858-9131/Serene Professional Solutions primarily provides tax preparation services. Other activities including accounting, tax preparation, technology, and business consulting./President/owner./01.2002/10/10/My function is to provide quality service and grow the company. NASH RECORDS/Investment Related - No/8814 Sunforest Ln Pearland, Texas 77584 and 713-858-9131/I am an independent artist. Business activities include singing/songwriting, filmmaking, creating music, and photography./President/owner/01.2002/5/5/President/Owner-My function is to provide quality service and grow the company. MARK NASH INSURANCE AGENCY/Investment Related - No/8814 Sunforest Ln Pearland, Texas 77584 and 713-858-9131/Mark Nash Insurance Agency provides life, health, and property and casualty insurance./President/owner/11.2007/5/5/President/Owner-My function is to provide quality service and grow the company. GOD'S HOLISTIC TEMPLE/Investment Related - No/8814 Sunforest Ln Pearland, Texas 77584 and 713-858-9131/GHT is a church that focuses on the worship of God and contributing to society in a positive way./President/01.2008/5/5/President-My function is to provide quality service and grow the church. THE WOODLANDS FINANCIAL GROUP / 0909-Present/ Investment Related: No // 1201 LAKE WOODLANDS DRIVE STE 4020 WOODLANDS, TX 77380 / Agent / INSURANCE SALES / Hrs. Work Monthly: 4 / Sec Trading Hrs.: 0/ SALE AGENT/GENERAL PROPERTY LINES, COMMERICAL LIABILITY, CASUALTY, MOBILE RENTERS AND FLOOD INSURANCE. Texas Windstorm Insurance Association / 0909-Present / Investment Related: No /5700 SOUTH MOPAC EXPRESSWAY BLD E STE 530 AUSTIN TX 78749 / SALES AGENT/ NA / Hrs. Work Monthly: 4/ Sec Trading Hrs.: 0/ Insurance sales iStockPhoto, A subsidiary of Getty Images / Co Name / Emp Dates / Investment Related: /55 E. Monroe Street 17th FL, Ste 1700 Chicago, IL 60603 / iStock Contributor / photography / Hrs. Work Monthly: 4 / Sec Trading Hrs.: 0 / as a photographer, I take pictures and upload the pictures to the iStock website and iStock makes the photos available for sell to the public
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2008-05-21 |
| S63 | Uniform Securities Agent State Law Examination | 2007-10-03 |
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