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Mark Anthony Nash

Transamerica Financial Advisors, LLC

Houston, TX

CRD 5410794

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Employer firm

Transamerica Financial Advisors, LLC CRD 16164

$2.11B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Transamerica Financial Advisors, Llc

Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-10-11
  • TX RA
    APPROVED
    Since 2019-10-11

Branch Locations

6200 Savoy Dr #701, Houston, TX 77036 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
H.D. Vest Advisory Services Pearland TX 06/2008 12/2017
Progressive Casualty Insurance Company Mayfield Village OH 07/2015 05/2017
Texas Windstorm Insurance Association Austin TX 09/2009 Present
The Woodlands Financial Group General Agency The Woodlands TX 09/2009 Present
Istockphoto, A Subsidiary Of Getty Images Chicago IL 06/2016 Present
Transamerica Financial Advisors, Inc Houston TX 10/2019 Present
Wfgia Houston TX 02/2018 Present
Texas Alcoholic Beverage Commission Houston TX 05/2018 12/2021
Serene Professional Solutions Llc Pearland TX 01/2002 Present
Nash Records Pearland TX 01/2002 Present
Mark Nash Insurance Agency Pearland TX 11/2007 Present
God'S Holistic Temple Pearland TX 01/2008 Present
Hd Vest Investment Services Irving TX 09/2007 12/2017
Internal Revenue Service Philadelphia PA 12/2021 12/2022
Louisiana Department Of Revenue Houston TX 06/2024 03/2026
  • 06/2008 → 12/2017
    H.D. Vest Advisory Services
    Pearland, TX
  • 07/2015 → 05/2017
    Progressive Casualty Insurance Company
    Mayfield Village, OH
  • 09/2009 → Present
    Texas Windstorm Insurance Association
    Austin, TX
  • 09/2009 → Present
    The Woodlands Financial Group General Agency
    The Woodlands, TX
  • 06/2016 → Present
    Istockphoto, A Subsidiary Of Getty Images
    Chicago, IL
  • 10/2019 → Present
    Transamerica Financial Advisors, Inc
    Houston, TX
  • 02/2018 → Present
    Wfgia
    Houston, TX
  • 05/2018 → 12/2021
    Texas Alcoholic Beverage Commission
    Houston, TX
  • 01/2002 → Present
    Serene Professional Solutions Llc
    Pearland, TX
  • 01/2002 → Present
    Nash Records
    Pearland, TX
  • 11/2007 → Present
    Mark Nash Insurance Agency
    Pearland, TX
  • 01/2008 → Present
    God'S Holistic Temple
    Pearland, TX
  • 09/2007 → 12/2017
    Hd Vest Investment Services
    Irving, TX
  • 12/2021 → 12/2022
    Internal Revenue Service
    Philadelphia, PA
  • 06/2024 → 03/2026
    Louisiana Department Of Revenue
    Houston, TX
Previous Registrations
  • 2008-06-03 → 2017-12-01
    Avantax Advisory Services
    Pearland, TX
Other Businesses

Sales of insurance and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc. SERENE PROFESSIONAL SOLUTIONS LLC/Investment Related - No/8814 Sunforest Ln Pearland, Texas 77584 713-858-9131/Serene Professional Solutions primarily provides tax preparation services. Other activities including accounting, tax preparation, technology, and business consulting./President/owner./01.2002/10/10/My function is to provide quality service and grow the company. NASH RECORDS/Investment Related - No/8814 Sunforest Ln Pearland, Texas 77584 and 713-858-9131/I am an independent artist. Business activities include singing/songwriting, filmmaking, creating music, and photography./President/owner/01.2002/5/5/President/Owner-My function is to provide quality service and grow the company. MARK NASH INSURANCE AGENCY/Investment Related - No/8814 Sunforest Ln Pearland, Texas 77584 and 713-858-9131/Mark Nash Insurance Agency provides life, health, and property and casualty insurance./President/owner/11.2007/5/5/President/Owner-My function is to provide quality service and grow the company. GOD'S HOLISTIC TEMPLE/Investment Related - No/8814 Sunforest Ln Pearland, Texas 77584 and 713-858-9131/GHT is a church that focuses on the worship of God and contributing to society in a positive way./President/01.2008/5/5/President-My function is to provide quality service and grow the church. THE WOODLANDS FINANCIAL GROUP / 0909-Present/ Investment Related: No // 1201 LAKE WOODLANDS DRIVE STE 4020 WOODLANDS, TX 77380 / Agent / INSURANCE SALES / Hrs. Work Monthly: 4 / Sec Trading Hrs.: 0/ SALE AGENT/GENERAL PROPERTY LINES, COMMERICAL LIABILITY, CASUALTY, MOBILE RENTERS AND FLOOD INSURANCE. Texas Windstorm Insurance Association / 0909-Present / Investment Related: No /5700 SOUTH MOPAC EXPRESSWAY BLD E STE 530 AUSTIN TX 78749 / SALES AGENT/ NA / Hrs. Work Monthly: 4/ Sec Trading Hrs.: 0/ Insurance sales iStockPhoto, A subsidiary of Getty Images / Co Name / Emp Dates / Investment Related: /55 E. Monroe Street 17th FL, Ste 1700 Chicago, IL 60603 / iStock Contributor / photography / Hrs. Work Monthly: 4 / Sec Trading Hrs.: 0 / as a photographer, I take pictures and upload the pictures to the iStock website and iStock makes the photos available for sell to the public

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-05-21
S63 Uniform Securities Agent State Law Examination 2007-10-03
  • S65 Uniform Investment Adviser Law Examination
    2008-05-21
  • S63 Uniform Securities Agent State Law Examination
    2007-10-03
Other Names
  • Mark A Nash

View on SEC IAPD

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