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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-08-03 |
| FL | RA | APPROVED | 2019-07-10 |
Branch Locations
7379 Oswego Rd, Liverpool, NY 13090 • United States
109 S Warren St, Syracuse, NY 13202 • United States
343 Church St, Hannibal, NY 13074 • United States
2516 West Main St, Cato, NY 13033 • United States
1 S 1St St, Fulton, NY 13069 • United States
5821 Bridge St, East Syracuse, NY 13057 • United States
5966 State Rt 31, Cicero, NY 13039 • United States
100 East First St, Oswego, NY 13126 • United States
105 S. Main St, Moravia, NY 13118 • United States
7193 Main Street, Ovid, NY 14521 • United States
2 West Main Street, Waterloo, NY 13165 • United States
1 East Genesee, Skaneateles, NY 13152 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Invest Financial Corporation | Tampa | FL | 10/2013 | 02/2018 |
| Community Bank | Fulton | NY | 10/2013 | Present |
| Lpl Financial Llc | Fulton | NY | 02/2018 | Present |
1. 02/14/2018 - COMMUNITY INVESTMENT SERVICES INC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 10/14/2013. 2. 2/19/2020 - COMMUNITY INVESTMENT SERVICES INC - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - GENERAL AGENT - Started 02/20/2018 - 10 Hours Per Month During Securities Trading. 3. 04/04/2025 - Nottingham Investment Services, Inc. - Investment Related - DBA for LPL Business (entity for LPL business) - None - Started Date : 3/31/2025 - 0 Hrs/Mth - 0 Hrs During Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-07-26 |
| S63 | Uniform Securities Agent State Law Examination | 2007-10-10 |
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