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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-09-16 |
| CT | RA | APPROVED | 2024-06-18 |
| NY | RA | APPROVED | 2021-10-26 |
| NJ | RA | APPROVED | 2012-10-01 |
Branch Locations
600 Washington Blvd 9Th Floor, Stamford, CT 06901 • United States
299 Park Ave 26Th Floor, New York, NY 10171 • United States
1285 Avenue Of The Americas 38Th Floor, New York, NY 10019 • United States
Greenwich, CT • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | New York | NY | 08/2012 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2012-09-28 |
| S63 | Uniform Securities Agent State Law Examination | 2007-10-26 |
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