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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2023-04-06 |
| TX | RA | APPROVED | 2023-04-06 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Canton | OH | 02/2015 | 04/2023 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Canton | OH | 04/2023 | Present |
| Bank Of America, N.A. | Canton | OH | 06/2023 | Present |
I*: 2131310 Entity Type: Name of OBA: Rental Property 1 Address: Cleveland, OH 44113 Investment Related: no Position, Title, Association: sole owner Employee Start Date: 01/01/2021 No Hours: 0 No Hours during trading: 0 Duties: Rental Property owner I*: 2133263 Entity Type: For Profit Name of OBA: Hall of Fame Fitness Center - Tennis Instructor Address: Canton, OH 44709 Investment Related: No Position, Title, Association: Other Employee Start Date: 01/01/2023 Number of Hours: 5 hr wkly Number of Hours during trading: 0 Duties: This is not an entity. I am simply a member of the club who plays tennis and from time to time shows others how to play and works out with others for exercise. I am not an employee or listed with the entity in anyway was as a tennis instructor. This is all for fun and exercise and they simply reimburse me for the cost of the court and supplies.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-12-06 |
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