Travis Roy Mitchen

Current Employers

Employment History

• 03/2018 → 01/2023
  Avantax Investment Services, Inc.
  Baton Rouge, LA
• 01/2012 → 12/2016
  Ryan, Llc
  Dallas, TX
• 03/2018 → 12/2022
  Mitchen Wealth Management
  Baton Rouge, LA
• 08/2022 → 01/2023
  Avantax Advisory Services
  Baton Rouge, LA
• 03/2023 → 09/2023
  Park Avenue Securities Llc
  Yellville, AR
• 10/2023 → 09/2025
  Avantax Investment Services Inc.
  Yellville, AR
• 10/2023 → 09/2025
  Avantax Advisory Services
  Yellville, AR
• 10/2023 → 09/2025
  Avantax Insurance Agency, Llc
  Yellville, AR
• 12/2016 → 03/2018
  Unemployment
  Baton Rouge, LA
• 01/2023 → 03/2023
  Unemployment
  Yellville, AR
• 09/2023 → 10/2023
  Unemployed
  Yellville, AR
• 10/2023 → Present
  Ozark Financial Group, Llc.
  Yellville, AR
• 03/2024 → Present
  Mitchen Wealth Management
  Baton Rouge, LA
• 09/2025 → Present
  Cetera Wealth Services, Llc
  Denver, CO
• 09/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2023-10-26 → 2025-09-05
  Avantax Advisory Services
  Dallas, TX
  Denver, CO
• 2023-06-02 → 2023-09-27
  Park Avenue Securities Llc
  Mobile, AL
  Yellville, AR
  Yellville, AR
  New York, NY

Other Businesses

1) OZARK FINANCIAL GROUP, LLC. POSITION: Manager NATURE: Financial services firm, selling investment products, generating financial plans for clients, reviewing clients assets and adjusting them as needed. INVESTMENT RELATED: Yes NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 100 START DATE: 10/04/2023 ADDRESS: 132 Walnut Circle, Yellville AR 72687, United States DESCRIPTION: Conducting client meetings and financial plans, monitoring client portfolios, reviewing client finances, managing retirement accounts 2) MITCHEN WEALTH MANAGEMENT POSITION: Associate NATURE: Mitchen Wealth Management functions as the parent BD and my entity Ozark Financial Group is under their umbrella. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 03/18/2024 ADDRESS: 4757 Millwood Dr, Baton Rouge LA 70817, United States DESCRIPTION: None

Exams

• S66 Uniform Combined State Law Examination
  2023-05-27

Other Names

• Travis Mitchen
• Travis R Mitchen
• Travis Mitchen