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Yu-Chi Peng-Lee

Mayfield Advisors, Inc.

Palo Alto, CA

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Current Employers
Mayfield Advisors, Inc.

438 Cambridge Avenue Suite 100, Palo Alto, CA 94306-1404 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2007-10-15
  • CA RA
    APPROVED
    Since 2007-10-15

Branch Locations

438 Cambridge Avenue Suite 100, Palo Alto, CA 94306-1404 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mayfield Advisors, Inc. Palo Alto CA 01/2007 Present
Irvin, Abrahamson & Co. Sunnyvale CA 07/2006 Present
  • 01/2007 → Present
    Mayfield Advisors, Inc.
    Palo Alto, CA
  • 07/2006 → Present
    Irvin, Abrahamson & Co.
    Sunnyvale, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-09-01
  • S65 Uniform Investment Adviser Law Examination
    2007-09-01
Other Names
  • Yu-Chi Peng

View on SEC IAPD

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