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120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2012-08-07 |
Branch Locations
120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States
Verona, WI • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Trust Portfolios L.P. | Lisle | IL | 04/2008 | Present |
OTHER BUSINESS NAME: CASTILLO GAMES. LOCATION: MADISON, WI. NATURE OF BUSINESS: BOARD GAME COMPANY. POSITION OR TITLE: PASSIVE INVESTOR. RESPONSIBILITIES: NONE. START DATE: DEC 15, 2025. INVESTMENT-RELATED: NO. HOURS PER MONTH (TOTAL/ DURING MARKET HOURS): 0.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2012-08-06 |
| S63 | Uniform Securities Agent State Law Examination | 2008-04-12 |
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