Thomas J Levy

Current Employers

Employment History

• 12/2012 → Present
  Lpl Financial Llc
  Wyomissing, PA
• 01/2013 → 03/2017
  Private Advisor Group, Llc
  Morristown, NJ
• 03/2017 → Present
  Good Life Advisors, Llc
  Reading, PA

Previous Registrations

• 2013-01-04 → 2017-03-28
  Private Advisor Group, Llc
  Wyomissing, PA
  Morristown, NJ
• 2007-12-04 → 2012-12-12
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Wyomissing, PA

Other Businesses

(1) 12/07/2012: BLACK DIAMOND FINANCIAL GROUP - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). (2) 7/12/2016: Good Life IA - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 07/05/2016 - Agent - 5 Hours Per Month/3 Hours During Securities Trading. (3) 3/29/2017: Good Life Advisors LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 03/03/2017 - 160 Hours Per Month During Securities Trading - I provide investment advisory services through Good Life Advisors LLC, an independent investment advisor firm. I started this business activity in 3/2017. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4) 8/2/2018 - Big Ring Advisory PC - Investment Related - 3324 Pequot Dr. Sinking Spring, PA 19608 - Business Entity For Tax/Investment Purposes Only - Start Date:05/09/2018 - 1 Hours Per Month/0 Hours During Trading - Business Entity For Tax/Investment Purposes Only - Big Ring Advisory PC.

Exams

• S66 Uniform Combined State Law Examination
  2007-12-03

Other Names

• Thomas John Levy
• Tom Levy