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300 Kimball Drive Suite 310, Parsippany, NJ 07054 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2022-07-27 |
| NY | RA | APPROVED | 2022-07-25 |
Branch Locations
300 Kimball Drive Suite 310, Parsippany, NJ 07054 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Garden City | NY | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Garden City | NY | 11/2016 | 06/2022 |
| Wells Fargo Advisors | Garden City | NY | 08/2007 | 11/2016 |
| Lpl Financial, Llc | Merrick | NY | 07/2022 | 02/2024 |
| Bleakley Financial Group, Llc Dba Onepoint Bfg Wealth Partners | Merrick | NY | 07/2022 | Present |
1) Non-Variable Insurance - Andrew Rosman; Investment-Related; Merrick, NY; Insurance; Agent; 10/2007; 5 hrs/mo; 5 hrs/mo during securities trading hours; Duties are to sell fixed insurance products and life and disability insurance products. 2) 08/09/2022- Lyle's and Miles', LLC.- Not Investment Related- At Reported Business Location(s)- Business Entity For Tax/Investment Purposes Only- Start Date- 08/01/2022- 2 Hours Per Month/ 0 Hours During Securities Trading 3) Dressler, Rosman and Reynolds, LLC. Not investment-related. 36 Harriet Place Lynbrook NY 11563. Accounting and tax preparation firm. Position/Title: Partner, Part Owner. Start date 5/31/2024. 20 hours per month. Duties: Part owner and tax preparer.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-10-04 |
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