Trenton Dane Randall

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2014 → 09/2019
  Purshe Kaplan Sterling Investments
  Albany, NY
• 06/2015 → 08/2019
  Fsc Securities Corp
  Atlanta, GA
• 09/2019 → 05/2025
  Lpl Financial, Llc
  Perryville, KY
• 10/2021 → Present
  Randall Horse And Cattle Co
  Perryville, KY
• 05/2025 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 05/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2019-09-05 → 2025-05-16
  Lpl Financial Llc
  Perryville, KY
  Perryville, KY
  Independence, KY
• 2015-06-25 → 2019-09-09
  Fsc Securities Corporation
  Perryville, KY
  Waco, KY
  Atlanta, GA
• 2014-11-14 → 2015-05-18
  Wealth Management Of Kentucky, Inc.
  Lexington, KY
• 2013-02-13 → 2014-10-01
  Cambridge Investment Research Advisors, Inc.
  Lexington, KY
• 2010-06-25 → 2013-03-08
  Lpl Financial Llc
  Richmond, KY
  Lexington, KY
• 2009-11-13 → 2010-06-25
  Pnc Wealth Management Llc
  Richmond, KY
  Richmond, KY
  Richmond, KY
• 2008-12-18 → 2009-11-13
  Natcity Investments, Inc.
  Richmond, KY
  Richmond, KY
  Richmond, KY
• 2007-12-21 → 2008-08-28
  Morgan Stanley & Co. Llc
  Lexington, KY

Other Businesses

1. NAME OF OTHER BUSINESS: RANDALL HORSE AND CATTLE CO; INVESTMENT RELATED: NO; ADDRESS: PERRYVILLE, KT 40468; NATURE OF BUSINESS: FAMILY FARM / TRAIN AND RAISE HORSES; START DATE: 10/2021; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 15; APX NUMBER OF HOURS DURING TRADING HOURS: NONE; BRIEF DESCRIPTION OF DUTIES: WE RAISE AND BREED HORSES; 2. NAME OF OTHER BUSINESS: PERSONAL INVESTMENT SOLUTIONS; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: INVESTMENT DBA; START DATE: 04/2015; POSITION/TITLE/RELATIONSHIP: OWNER / FINANCIAL ADVISOR; APX NUMBER OF HOURS PER WEEK: 50; APX NUMBER OF HOURS DURING TRADING HOURS: 40; BRIEF DESCRIPTION OF DUTIES: SOLICIT INVESTMENTS PRODUCTS AND ADVICE; 3. NAME OF OTHER BUSINESS: VANTAGE FINANCIAL GROUP; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: DBA AND MARKETING; START DATE: 05/2025; POSITION/TITLE/RELATIONSHIP: FINANCIAL ADVISOR APX NUMBER OF HOURS PER WEEK: 45; APX NUMBER OF HOURS DURING TRADING HOURS: 40; BRIEF DESCRIPTION OF DUTIES: FINANCIAL ADVISOR;

Exams

• S65 Uniform Investment Adviser Law Examination
  2007-12-19
• S63 Uniform Securities Agent State Law Examination
  2007-12-14