Melanie Christine Dohrman

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2012 → 05/2023
  Sigma Financial Corporation
  Ann Arbor, MI
• 09/2012 → 05/2023
  Spc
  Ann Arbor, MI
• 05/2023 → Present
  Lpl Financial Llc
  Pflugerville, TX

Previous Registrations

• 2012-09-07 → 2023-05-18
  Spc
  Ann Arbor, MI
  Ann Arbor, MI
  Pflugerville, TX
  Pflugerville, TX
• 2011-08-19 → 2012-09-10
  Chase Investment Services Corp.
  Austin, TX
  Austin, TX
  Austin, TX
  Austin, TX
  Austin, TX
  Buda, TX
• 2009-01-12 → 2011-08-03
  Edward Jones
  Austin, TX
  Austin, TX
  St Louis, MO

Other Businesses

1. 06/26/2023 - Upstream Investment Partners - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 09/01/2012 - 120 Hours Per Month/ 8 Hours During Securities Trading - Time Spent 95% 2. 06/26/2023 - Melanie Dohrman - Investment Related - Pflugerville, TX - Real Estate Rental - Owner - Start Date 10/01/2016 - Time Spent 1% 3. 06/26/2023 - Melanie Dohrman - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start Date 09/01/2012 - 10 Hours Per Month/ 1 Hour During Securities Trading - Time Spent 5%

Exams

• S66 Uniform Combined State Law Examination
  2009-01-02
• S63 Uniform Securities Agent State Law Examination
  2007-10-03

Designations

• Certified Financial Planner

Other Names

• Melanie Christine Voortman
• Melanie Christine Baker