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Ae Wealth Management, LLC CRD 282580
$49.8B regulatory AUM 10 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
2950 Sw Mcclure Road Suite B, Topeka, KS 66614 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KS | RA | APPROVED | 2022-08-11 |
| NE | RA | APPROVED | 2022-08-10 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Securities America Inc. | La Vista | NE | 09/2011 | 07/2022 |
| Securities America Advisors | La Vista | NE | 09/2011 | 07/2022 |
| Ae Financial Services, Llc | Topeka | KS | 08/2022 | Present |
| Ae Wealth Management, Llc | Topeka | KS | 08/2022 | Present |
AEWM; YES INVESTMENT RELATED; 2950 SW MCCLURE, TOPEKA, KS 66614; REGISTERED INVESTMENT ADVISER; SUPERVISORY CONTROLS SPECIALIST; START DATE 08/2022; APPROX 160 HRS/MONTH; APPROX 120 HRS/MONTH DURING TRADING
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-03-12 |
| S63 | Uniform Securities Agent State Law Examination | 2008-04-04 |
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