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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2018-11-02 |
Branch Locations
290 West Mount Pleasant Ave Suite 2300, Livingston, NJ 07039 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jhfn Sii | Livingston | NJ | 03/2011 | 11/2018 |
| Royal Alliance Associates, Inc. | Livingston | NJ | 11/2018 | Present |
1. ACORN FINANCIAL SERVICES POSITION: Investment Adviser Representative NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 150 SECURITIES TRADING HOURS: 125 START DATE: 03/11/2011 ADDRESS: 290 W. Mt. Pleasant Ave, Suite 2300, Livingston NJ 07039, United States DESCRIPTION: Sales and service of securities and investment advisory business. 2. INSURANCE BROKERAGE POSITION: Insurance Broker NATURE: Sole Proprietor INVESTMENT RELATED: Yes NUMBER OF HOURS: 75 SECURITIES TRADING HOURS: 50 START DATE: 03/11/2011 ADDRESS: 290 West Mt Pleasant Ave, Suite 2300, Livingston NJ 07039, United States DESCRIPTION: Sales and service of insurance products, DI, LTC and Group Health. 3. REFEREE/COACH POSITION: Referee and Coach NATURE: Ice Hockey and Lacrosse Referee and Coach INVESTMENT RELATED: No NUMBER OF HOURS: 25 SECURITIES TRADING HOURS: 5 START DATE: 09/01/1992 ADDRESS: 413 Fox Chase Road, Chester NJ 07930, United States DESCRIPTION: Referee college ice hockey and lacrosse. Coach youth and high school ice hockey.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-03-04 |
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