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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-08-19 |
| CA | RA | APPROVED | 2024-08-05 |
Branch Locations
14100 N 83Rd Ave Workplace Benefits, Peoria, AZ 85381 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mml Distributors, Llc | Phoenix | AZ | 01/2013 | 12/2020 |
| Massachusetts Mutual Life Insurance Company | Phoenix | AZ | 01/2013 | 12/2020 |
| Cuna Brokerage Services | Waverly | IA | 05/2021 | 05/2024 |
| Cuna Mutual Group | Waverly | IA | 05/2021 | 05/2024 |
| Unemployed | Phoenix | AZ | 01/2021 | 05/2021 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Scottsdale | AZ | 07/2024 | Present |
| Unemployed | Phoenix | AZ | 06/2024 | 06/2024 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-07-30 |
| S65 | Uniform Investment Adviser Law Examination | 2008-09-03 |
| S63 | Uniform Securities Agent State Law Examination | 2007-09-13 |
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