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Joseph Franklin Kaniatobe

Tiaa-Cref Individual & Institutional Services, LLC

Glendale, CO

Aurora, CO

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Current Employers
Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2018-05-31
  • CO RA
    APPROVED
    Since 2018-05-31

Branch Locations

720 South Colorado Boulevard Suite 1100, Glendale, CO 80246 • United States

Aurora, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tiaa-Cref Individual & Institutional Services, Llc Aurora CO 11/2014 Present
Tiaa Aurora CO 11/2014 Present
Previous Registrations
  • 2012-10-01 → 2014-12-02
    J.P. Morgan Securities Llc
    Denver, CO
    Aurora, CO
    Aurora, CO
    Denver, CO
    Aurora, CO
    Aurora, CO
  • 2011-05-09 → 2012-10-01
    Chase Investment Services Corp.
    Aurora, CO
    Denver, CO
    Aurora, CO
    Aurora, CO
    Denver, CO
    Aurora, CO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-05-31
  • S66 Uniform Combined State Law Examination
    2018-05-31
Other Names
  • Joseph F Kaniatobe

View on SEC IAPD

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