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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-03-05
NE RA APPROVED 2018-02-06
  • TX RA
    APPROVED
    Since 2018-03-05
  • NE RA
    APPROVED
    Since 2018-02-06

Branch Locations

13120 Pierce Street Suite 200, Omaha, NE 68144 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 08/2007 02/2018
Raymond James & Associates, Inc. Omaha NE 02/2018 Present
Previous Registrations
  • 2007-10-31 → 2018-02-05
    St Louis, MO
    Omaha, NE
    Omaha, NE
Other Businesses

(1)Name of Business: CGR Properties Address: 18210 Ontario Street, OMaha, NE, 68130, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 02/02/2018 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I have 2 rental properties with my parents in the form of CGR properties. I have a property manager but still oversee the properties to a degree.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-10-25
  • S66 Uniform Combined State Law Examination
    2007-10-25
Other Names
  • Karl D Rohrbaugh

View on SEC IAPD

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