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Current Employers
Copper Financial

9777 Ridge Drive, Suite 360, Lenexa, KS 66219 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2023-09-28
  • MO RA
    APPROVED
    Since 2023-09-28

Branch Locations

11780 Manchester Road, Des Peres, MO 63131 • United States

9777 Ridge Drive, Lenexa, KS 66219 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel Nicolaus & Co Inc St. Louis MO 05/2014 11/2016
Edward Jones St Louis MO 11/2016 09/2023
Copper Financial Network, Llc Lenexa KS 09/2023 Present
  • 05/2014 → 11/2016
    Stifel Nicolaus & Co Inc
    St. Louis, MO
  • 11/2016 → 09/2023
    St Louis, MO
  • 09/2023 → Present
    Copper Financial Network, Llc
    Lenexa, KS
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-12-07
  • S66 Uniform Combined State Law Examination
    2007-12-07
Other Names
  • Doug James

View on SEC IAPD

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