Lori Ann Scott

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2011 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Casper, WY

Previous Registrations

• 2011-01-03 → 2011-09-23
  Wells Fargo Clearing Services, Llc
  Casper, WY
• 2008-06-27 → 2011-01-03
  Wells Fargo Investments, Llc
  Casper, WY

Other Businesses

I*9260 For profit or not for profit: Name of outside business organization: Dream Believer, LLC. Investment related: Address of business: TYLER, Texas 75702 Nature of business: , Position, title, association: , Start date of relationship: 1/20/2020 Number of hours devoted: 4 hour(s) Number of hours devoted during trading hours: 0 Duties:

Exams

• S66 Uniform Combined State Law Examination
  2008-05-22
• S63 Uniform Securities Agent State Law Examination
  2008-04-04

Other Names

• Lori Ann Allcorn
• Lori Ann Hale