Johnny G Brown

Employer firm

Lombard Advisers Incorporated CRD 108231

$670M regulatory AUM

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Lombard Advisers Incorporated

1820 Lancaster St, Baltimore, MD 21231 • United States

Current Registrations

Authority	Category	Status	Date
MD	RA	APPROVED	2025-01-01

MD RA
APPROVED

Since 2025-01-01

Branch Locations

Pasedena, MD • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien Yes
Investigation No
Customer complaint No
Termination Yes

Employment History

Organization	City	State	From	To
Lombard Securities Incorporated	Pasedena	MD	05/2009	Present

05/2009 → Present

Lombard Securities Incorporated

Pasedena, MD

Previous Registrations

2007-10-27 → 2009-05-13

Edward Jones

St Louis, MO

Pasadena, MD

Other Businesses

I DO INDIVIDUAL INCOME TAX RETURNS ON A PART TIME BASIS DURING TAX SEASON.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2007-10-25

S66 Uniform Combined State Law Examination

2007-10-25

Other Names

Johnny G Brown

View on SEC IAPD