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Current Employers
Lombard Advisers Incorporated

1820 Lancaster St, Baltimore, MD 21231 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2025-01-01
  • MD RA
    APPROVED
    Since 2025-01-01

Branch Locations

Pasedena, MD • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Lombard Securities Incorporated Pasedena MD 05/2009 Present
  • 05/2009 → Present
    Lombard Securities Incorporated
    Pasedena, MD
Previous Registrations
  • 2007-10-27 → 2009-05-13
    St Louis, MO
    Pasadena, MD
Other Businesses

I DO INDIVIDUAL INCOME TAX RETURNS ON A PART TIME BASIS DURING TAX SEASON.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-10-25
  • S66 Uniform Combined State Law Examination
    2007-10-25
Other Names
  • Johnny G Brown

View on SEC IAPD

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