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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-05-22
AR RA APPROVED 2021-08-13
  • TX RA
    APPROVED_RES
    Since 2025-05-22
  • AR RA
    APPROVED
    Since 2021-08-13

Branch Locations

2520 Pinnacle Hills Pkwy, Rogers, AR 72758 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Fayetteville AR 02/2014 08/2021
Morgan Stanley Private Bank, National Association New York NY 01/2015 08/2021
Wells Fargo Clearing Servcies, Llc. Springdale AR 08/2021 Present
  • 02/2014 → 08/2021
    Morgan Stanley Smith Barney
    Fayetteville, AR
  • 01/2015 → 08/2021
    Morgan Stanley Private Bank, National Association
    New York, NY
  • 08/2021 → Present
    Wells Fargo Clearing Servcies, Llc.
    Springdale, AR
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-08-22
S63 Uniform Securities Agent State Law Examination 2008-01-28
  • S65 Uniform Investment Adviser Law Examination
    2009-08-22
  • S63 Uniform Securities Agent State Law Examination
    2008-01-28

View on SEC IAPD

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