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Nima Safabakhsh

Sondo Fi

New York, NY

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Current Employers
Sondo Fi

New York, NY • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2024-02-02
TX RA APPROVED 2023-11-02
CA RA APPROVED 2023-10-12
NY RA APPROVED 2023-10-05
  • MA RA
    APPROVED
    Since 2024-02-02
  • TX RA
    APPROVED
    Since 2023-11-02
  • CA RA
    APPROVED
    Since 2023-10-12
  • NY RA
    APPROVED
    Since 2023-10-05

Branch Locations

New York, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sondo Fi, Inc. New York NY 03/2023 Present
Quinten Capital, Llc New York NY 07/2016 03/2021
Nima Safabakhsh New York NY 03/2021 03/2023
  • 03/2023 → Present
    Sondo Fi, Inc.
    New York, NY
  • 07/2016 → 03/2021
    Quinten Capital, Llc
    New York, NY
  • 03/2021 → 03/2023
    Nima Safabakhsh
    New York, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-08-16
S63 Uniform Securities Agent State Law Examination 2007-11-21
  • S65 Uniform Investment Adviser Law Examination
    2023-08-16
  • S63 Uniform Securities Agent State Law Examination
    2007-11-21

View on SEC IAPD

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