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Thomas Samuel Sawyer

Sawyer Falduto Asset Management, LLC

Elmhurst, IL

CRD 5408324

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Employer firm

Sawyer Falduto Asset Management, LLC CRD 145026

$897M regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

Current Employers
Sawyer Falduto Asset Management, Llc

589 S. York Street, Elmhurst, IL 60126 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-04-03
IL RA APPROVED 2010-01-18
  • TX RA
    APPROVED_RES
    Since 2017-04-03
  • IL RA
    APPROVED
    Since 2010-01-18

Branch Locations

589 S. York Street, Elmhurst, IL 60126 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sawyer Falduto Asset Management, Llc Elmhurst IL 09/2007 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-01-15
  • S65 Uniform Investment Adviser Law Examination
    2010-01-15
Other Names
  • Tom Sawyer

View on SEC IAPD

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Nearby Investors

Byron Thomas Ramult
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STRATOS WEALTH PARTNERS, LTD · Elmhurst, IL
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