Sara Jean Mildred Veatch

Employer firm

Oakworth Asset Management, LLC CRD 335388

$846M regulatory AUM 10 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2015 → 11/2017
  Tiaa
  Charlotte, NC
• 08/2015 → 11/2017
  Tiaa-Cref Individual & Institutional Services, Llc
  Charlotte, NC
• 11/2017 → 12/2023
  Suntrust Advisory Services, Inc
  Charlotte, NC
• 01/2024 → Present
  Oakworth Capital Bank
  Charlotte, NC
• 07/2025 → Present
  Oakworth Asset Management, Llc
  Charlotte, NC

Previous Registrations

• 2017-12-07 → 2020-07-02
  Truist Advisory Services, Inc.
  Charlotte, NC
• 2015-08-10 → 2017-10-20
  Tiaa-Cref Individual & Institutional Services, Llc
  Charlotte, NC
• 2009-08-17 → 2015-08-04
  Wells Fargo Clearing Services, Llc
  Charlotte, NC
  Charlotte, NC
  Charlotte, NC
  Los Angeles, CA
  Los Angeles, CA
  Beverly Hills, CA
  Beverly Hills, CA
  Minneapolis, MN

Other Businesses

Oakworth Capital Bank; Investment Related; At Reported Business Location; Bank; Client Advisor; 01/2024; 160 hours/month, 160 hours/month during securities trading hours; Client Advisor.

Exams

• S66 Uniform Combined State Law Examination
  2009-08-14

Designations

• Certified Financial Planner

Other Names

• Sara Veatch