Andrew Roy Pugh

Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

• Financial planning
• Selection of other advisers
• WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2016 → 03/2017
  Td Ameritrade
  Carlsbad, CA
• 01/2019 → Present
  Charles Schwab & Co., Inc.
  Salt Lake City, UT
• 01/2019 → Present
  Charles Schwab Bank Ssb
  Salt Lake City, UT
• 03/2017 → Present
  Sdsd Ventures, L.P.
  San Diego, CA

Previous Registrations

• 2016-02-22 → 2017-03-16
  Td Ameritrade, Inc.
  Carlsbad, CA
• 2016-02-22 → 2017-03-16
  Td Ameritrade Investment Management, Llc
  Carlsbad, CA
• 2008-02-08 → 2016-02-16
  Charles Schwab & Co., Inc.
  Mission Viejo, CA
  Laguna Hills, CA
  San Diego, CA

Other Businesses

1) AA Legacy |Investment Related: No|Real Estate (Non-Agent/Broker)|Owner |12/31/2024|Less than 20 hour/month - 0 during trading hours|LLC created to hold rental property

Exams

• S66 Uniform Combined State Law Examination
  2008-02-04

Other Names

• Andrew R Pugh