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Janney Montgomery Scott LLC CRD 463
$110B regulatory AUM 1,031 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1717 Arch Street, Philadelphia, PA 19103 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-07-29 |
| TN | RA | APPROVED | 2021-07-23 |
| CT | RA | APPROVED | 2021-07-15 |
| PA | RA | APPROVED | 2021-07-15 |
| TX | RA | APPROVED | 2021-07-15 |
Branch Locations
Cookeville, TN • United States
72 Glenmaura National Blvd Suite 103, Moosic, PA 18507 • United States
613 Baltimore Drive Suite 202, Wilkes-Barre, PA 18702 • United States
Two Franklin Park 6700 Tower Circle, Ste. 200, Franklin, TN 37067 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Knoxville | TN | 08/2007 | 07/2021 |
| Bank Of America, N.A. | Wyomissing | PA | 11/2009 | 07/2021 |
| Janney Montgomery Scott Llc | Kingston | PA | 07/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-12-06 |
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