Leslie Ann Mitchell

Employer firm

Equitable Advisors, LLC CRD 6627

$42.5B regulatory AUM 171,648 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2024-04-24
AL	RA	APPROVED	2008-10-07

TX RA
APPROVED_RES

Since 2024-04-24
AL RA
APPROVED

Since 2008-10-07

Branch Locations

Tuscaloosa, AL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Axa Advisors, Llc	New York	NY	08/2007	06/2020
Equitable Advisors, Llc	New York	NY	08/2007	Present
Equitable	Tuscaloosa	AL	04/2023	10/2025

08/2007 → 06/2020

Axa Advisors, Llc

New York, NY
08/2007 → Present

Equitable Advisors, Llc

New York, NY
04/2023 → 10/2025

Equitable

Tuscaloosa, AL

Other Businesses

1. UNIVERSITY OF ALABAMA LSU; Tuscaloosa, AL; STUDENT; Start date 1027//2010; 24 HRS/MO.; NO COMPENSATION) 2. ROLL WITH IT TRAVEL, LLC; TUSCALOOSA, AL, start date 11/2022, OWNER, CONDUCTING GROUP TRAVEL TOURS ARRANGING TRAVEL FOR INDIVIDUALS AND GROUPS SELLING MERCHANDISE RELATED TO THE BUSINESS, 10 HRS/MO, NON-INVESTMENT RELATED. 3. TRUSTEE FOR BROTHERS TRUST, START DATE 12/2022.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2007-11-13

S66 Uniform Combined State Law Examination

2007-11-13

View on SEC IAPD