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Osaic Institutions, Inc. CRD 35371
$6.49B regulatory AUM 7 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
538 Preston Avenue, Meriden, CT 06450-4858 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2025-09-08 |
| NY | RA | APPROVED | 2025-09-08 |
| TX | RA | APPROVED | 2025-09-08 |
Branch Locations
2 Jefferson Plaza, Poughkeepsie, NY 12601 • United States
2523 Route 52, Hopewell Junction, NY 12533 • United States
27 Main Street, Kingston, NY 12401 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Chase Bank, N.A. | Kingston | NY | 08/2007 | 09/2025 |
| J.P. Morgan Securities Llc | Kingston | NY | 10/2012 | 09/2025 |
| Jpillot Enterprises, Llc | Hopewell Junction | NY | 01/2011 | 09/2022 |
| Osaic Institutions, Inc. | Meriden | CT | 09/2025 | Present |
| Rhinebeck Bank | Poughkeepsie | NY | 09/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-09-20 |
| S63 | Uniform Securities Agent State Law Examination | 2007-09-21 |
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