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Current Employers
Osaic Institutions, Inc.

538 Preston Avenue, Meriden, CT 06450-4858 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2025-09-08
NY RA APPROVED 2025-09-08
TX RA APPROVED 2025-09-08
  • NJ RA
    APPROVED
    Since 2025-09-08
  • NY RA
    APPROVED
    Since 2025-09-08
  • TX RA
    APPROVED
    Since 2025-09-08

Branch Locations

2 Jefferson Plaza, Poughkeepsie, NY 12601 • United States

2523 Route 52, Hopewell Junction, NY 12533 • United States

27 Main Street, Kingston, NY 12401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. Kingston NY 08/2007 09/2025
J.P. Morgan Securities Llc Kingston NY 10/2012 09/2025
Jpillot Enterprises, Llc Hopewell Junction NY 01/2011 09/2022
Osaic Institutions, Inc. Meriden CT 09/2025 Present
Rhinebeck Bank Poughkeepsie NY 09/2025 Present
  • 08/2007 → 09/2025
    Jpmorgan Chase Bank, N.A.
    Kingston, NY
  • 10/2012 → 09/2025
    Kingston, NY
  • 01/2011 → 09/2022
    Jpillot Enterprises, Llc
    Hopewell Junction, NY
  • 09/2025 → Present
    Meriden, CT
  • 09/2025 → Present
    Rhinebeck Bank
    Poughkeepsie, NY
Previous Registrations
  • 2017-09-27 → 2025-08-24
    Eastchester, NY
    Poughkeepsie, NY
    New Windsor, NY
    Kingston, NY
    Newburgh, NY
    Highland Falls, NY
    Suffern, NY
    Chestnut Ridge, NY
    Highland Falls, NY
    Spring Valley, NY
    Highland Falls, NY
    New Paltz, NY
    Spring Valley, NY
    Highland Falls, NY
    Chestnut Ridge, NY
    Suffern, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-09-20
S63 Uniform Securities Agent State Law Examination 2007-09-21
  • S66 Uniform Combined State Law Examination
    2017-09-20
  • S63 Uniform Securities Agent State Law Examination
    2007-09-21

View on SEC IAPD

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