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Brian A. Carlin

Strategic Advisers LLC

Duvall, WA

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Current Employers
Strategic Advisers Llc

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

AuthorityCategoryStatusDate
AK RA APPROVED 2026-01-08
TX RA APPROVED 2025-03-31
WA RA APPROVED 2025-03-31
  • AK RA
    APPROVED
    Since 2026-01-08
  • TX RA
    APPROVED
    Since 2025-03-31
  • WA RA
    APPROVED
    Since 2025-03-31

Branch Locations

Duvall, WA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Karen Einberger Seattle WA 03/2016 03/2020
Waddell & Reed, Inc. Seattle WA 03/2016 03/2020
Various Insurance Carriers For W & R Insurance Agencies Seattle WA 04/2016 03/2020
Einberger Financial Planning Inc Seattle WA 03/2016 03/2020
Td Ameritrade Seattle WA 05/2020 12/2020
E*Trade Securities Llc Seattle WA 12/2020 01/2021
E*Trade Capital Management Llc Seattle WA 12/2020 01/2021
E*Trade Securities Llc Kirkland WA 01/2021 07/2023
E*Trade Capital Management Llc Kirkland WA 01/2021 07/2023
Morgan Stanley Kirkland WA 03/2023 07/2023
Fidelity Investments Redmond WA 07/2023 Present
Fidelity Investments Boston MA 03/2025 Present
  • 03/2016 → 03/2020
    Karen Einberger
    Seattle, WA
  • 03/2016 → 03/2020
    Waddell & Reed, Inc.
    Seattle, WA
  • 04/2016 → 03/2020
    Various Insurance Carriers For W & R Insurance Agencies
    Seattle, WA
  • 03/2016 → 03/2020
    Einberger Financial Planning Inc
    Seattle, WA
  • 05/2020 → 12/2020
    Td Ameritrade
    Seattle, WA
  • 12/2020 → 01/2021
    E*Trade Securities Llc
    Seattle, WA
  • 12/2020 → 01/2021
    E*Trade Capital Management Llc
    Seattle, WA
  • 01/2021 → 07/2023
    E*Trade Securities Llc
    Kirkland, WA
  • 01/2021 → 07/2023
    E*Trade Capital Management Llc
    Kirkland, WA
  • 03/2023 → 07/2023
    Morgan Stanley
    Kirkland, WA
  • 07/2023 → Present
    Fidelity Investments
    Redmond, WA
  • 03/2025 → Present
    Fidelity Investments
    Boston, MA
Previous Registrations
  • 2023-08-21 → 2025-03-31
    Fidelity Personal And Workplace Advisors
    Redmond, WA
  • 2021-01-05 → 2023-08-15
    Harrisdirect Llc
    Seattle, WA
    Arlington, VA
    Kirkland, WA
  • 2020-07-01 → 2020-12-31
    Td Ameritrade Investment Management, Llc
    Seattle, WA
  • 2020-07-01 → 2020-12-22
    Td Ameritrade, Inc.
    Seattle, WA
  • 2016-05-04 → 2020-03-20
    Waddell & Reed
    Seattle, WA
    Seattle, WA
    Seattle, WA
Other Businesses

OBA-101293|OrgNmn:Cascadia Dread|Org Addr:Duvall,Washington,US|OBA Nature:I work with several like minde|Invst Rel:N|Title:Co-Founder|Duties:Work on sets to help with production of film related content, post to our social media channels, write reviews and occasional articles|StrtDt:07-31-23|TotHrs/mon:35|TrdHrs/mon:2|OBA-101291|OrgNmn:Actor |Org Addr:Duvall,Washington,US|OBA Nature:I work part time as an actor b|Invst Rel:N|Title:Independent Contractor|Duties:Regularly submit for auditions both by my agent and independently. Work on sets to complete when and if I book work. Promote work on personal |StrtDt:07-31-23|TotHrs/mon:40|TrdHrs/mon:2|

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-06-30
S63 Uniform Securities Agent State Law Examination 2007-09-19
  • S66 Uniform Combined State Law Examination
    2020-06-30
  • S63 Uniform Securities Agent State Law Examination
    2007-09-19
Designations
Other Names
  • Brian Carlin
  • Brian Anthony Carlin
  • Brian A Carlin

View on SEC IAPD

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