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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2015-08-28
  • KY RA
    APPROVED
    Since 2015-08-28

Branch Locations

5120 Village Square Drive, Paducah, KY 42001 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Paducah KY 08/2007 Present
  • 08/2007 → Present
    Ubs Financial Services
    Paducah, KY
Other Businesses

1) BRUMMITT FUNERAL HOME, INC. 321 MAGNOLIA AVENUE MCKENZIE, TN 38201- BOARD OF DIRECTORS, SECRETARY. I INHERITED A QUARTER OF THE BUSINESS IN 1999 BUT WORK NO HOURS AND AM NOT INVOLVED IN THE DAILY OPERATIONS. 2) WORLD MARKET- 5187 HINKLEVILLE ROAD PADUCAH, KY 42001. I AM A CASHIER WORKING ONLY 10-15 PER WEEK. HAVE BEEN EMPLOYED THERE SINCE 1/07. 3) ADVOCARE / 2801 SUMMIT AVENUE PLANO,TEXAS 75074 / NO/ PRIVATELY HELD / USD / NO / NO / / START DATE 7/9/15 /

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-08-28
  • S66 Uniform Combined State Law Examination
    2015-08-28

View on SEC IAPD

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