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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-06-14 |
| MN | RA | APPROVED | 2023-06-12 |
Branch Locations
Multiband Tower 2000 44Th St., Suite 402, Fargo, ND 58103 • United States
225 South 6Th Street, Minneapolis, MN 55402 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Wayzata | MN | 08/2007 | 04/2023 |
| Morgan Stanley | Minneapolis | MN | 06/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-11-22 |
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