Nicholas K Courtney

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2007 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Jacksonville, FL
• 12/2009 → Present
  Bank Of America, N.A.
  Jacksonville, FL

Other Businesses

I*441090 For profit or not for profit: Name of outside business organization: St. Johns Country Day School Investment related: N Address of business: Orange Park, Florida, 32073, United States Nature of business: Position, title, association: , Start date of relationship: Number of hours devoted: hour(s) Number of hours devoted during trading hours: Duties: , President of The Board of Trustees on the board of a college preparatory school

Exams

• S66 Uniform Combined State Law Examination
  2007-12-06

Other Names

• Nick Courtney