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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NV | RA | APPROVED | 2021-07-21 |
| TX | RA | APPROVED_RES | 2021-07-21 |
Branch Locations
8180 Rafael Rivera Way Ste 305, Las Vegas, NV 89113 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Various Insurance Carriers For W&R Insurance Agencies | N Las Vegas | NV | 08/2009 | 07/2021 |
| Truvella S. Reese, Dmd Llc | Las Vegas | NV | 02/2009 | 07/2021 |
| Waddell & Reed, Inc | Las Vegas | NV | 08/2009 | 07/2021 |
| Las Vegas Aog Chapter | Las Vegas | NV | 03/2010 | 07/2021 |
| Bni - Money Makers Chapter | Las Vegas | NV | 01/2013 | 07/2021 |
| Jarmica Demetrius Reese Llc | N Las Vegas | NV | 01/2019 | 07/2021 |
| Lpl Financial Llc | Las Vegas | NV | 07/2021 | Present |
1. 07/21/2021 - Truvella S. Reese DMD LLC - Not Investment Related - 8390 W. Sahara Ave. Suite 110, Las Vegas , NV, 89117 - Other-Business Owner - Co-Owner - Started 11/24/2008. 2. 07/21/2021 - Jarmica Demetrius Reese LLC - Not Investment Related - 2116 Cactus Desert Ct., N Las Vegas , NV, 89084 - Business Entity For Tax/Investment Purposes Only - Started 4/27/2017. 3. 11/10/2021 - CRUMP - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 11/08/2021 - 10 Hours Per Month/1 Hour During Securities Trading. 4. 06/01/2022 - Collective Advisors LLC - Investment Related - Las Vegas, NV - Real Estate Rental - Start Date - 05/26/2022 - 320 Hours Per Month/ 8 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-11-02 |
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