Kristina Baumann

Employer firm

T. Rowe Price Advisory Services, Inc. CRD 108958

$5.90B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2007 → 04/2025
  Principal Life Insurance Company
  Des Moines, IA
• 12/2011 → 04/2025
  Principal Securities Inc
  Des Moines, IA
• 04/2025 → Present
  T. Rowe Price
  Owings Mills, MD

Previous Registrations

• 2017-04-03 → 2025-04-08
  Principal Securities, Inc.
  Des Moines, IA
  Downers Grove, IL
  Lake Barrington, IL
  Raleigh, NC
  Des Moines, IA

Other Businesses

**RIVER RIDE HOLDINGS LLC POSITION: Owner NATURE: Real Estate Rental Income INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 10/04/2024 ADDRESS: 30 North Gould Street, Suite R, Sheridan WY 82801, United States DESCRIPTION: Real estate investor company, purchasing additional properties for short term rental income.

Exams

• S66 Uniform Combined State Law Examination
  2017-04-01
• S63 Uniform Securities Agent State Law Examination
  2012-04-16

Other Names

• Kristina Marie Baumann
• Kristina M Nieting
• Kristina Marie Nieting
• Kristina M Baumann