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Darwin Douglas Johnson

Sageguard Financial Group, LLC

Goodlettsville, TN

CRD 4147691

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Employer firm

Sageguard Financial Group, LLC CRD 160266

$756M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Sageguard Financial Group, Llc

3066 Business Park Circle, Goodlettsville, TN 37072 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2022-12-20
  • TN RA
    APPROVED
    Since 2022-12-20

Branch Locations

3066 Business Park Circle, Goodlettsville, TN 37072 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sageguard Financial Group Goodlettsville TN 08/2009 Present
Alphastar Capital Management Llc Cornelius NC 06/2021 Present
Sageguard Financial Group, Llc Goodlettsville TN 12/2022 Present
Sageguard Financial Group, Llc Goodlettsville TN 02/2012 12/2021
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-09-22
S63 Uniform Securities Agent State Law Examination 2000-06-28
  • S66 Uniform Combined State Law Examination
    2009-09-22
  • S63 Uniform Securities Agent State Law Examination
    2000-06-28
Other Names
  • D J Johnson

View on SEC IAPD

Nearby Firms

EDWARD JONES
THRIVENT INVESTMENT MANAGEMENT INC.
CETERA INVESTMENT ADVISERS LLC

Nearby Investors

Bridgit Lee Bennett
Garrett Donavon Dickerson
Jordan Taylor Coffey

Nearby Offices

EDWARD JONES · GOODLETTSVILLE, TN
THRIVENT INVESTMENT MANAGEMENT INC. · GOODLETTSVILLE, TN
CETERA INVESTMENT ADVISERS LLC · GOODLETTSVILLE, TN

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