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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-06-18 |
| NC | RA | APPROVED | 2025-06-09 |
| PA | RA | APPROVED | 2018-10-10 |
| TX | RA | APPROVED_RES | 2018-10-08 |
Branch Locations
1600 Jfk Blvd, Philadelphia, PA 19103 • United States
2815 Townsgate Rd, Westlake Village, CA 91361 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Berwyn | PA | 05/2014 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Berwyn | PA | 11/2016 | 10/2018 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Philadelphia | PA | 10/2018 | Present |
| Bank Of America, N.A. | Philadelphia | PA | 11/2018 | Present |
I*118186 For profit or not for profit: Non-Profit Organization Name of outside business organization: Project 440 Investment related: N Address of business: Philadelphia, Pennsylvania 19107 Nature of business: Charitable Organization, Position, title, association: , Treasurer Start date of relationship: 1/1/2018 Number of hours devoted: 2 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: Project 440 engages, educates and inspires young musicians, providing them with the career and life skills they need to develop into tomorrow's civic-minded, entrepreneurial leaders. Serving as board member & treasurer. I am not a signor of checks
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-11-13 |
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