Andrew Cumbee

Employer firm

Commonwealth Financial Network CRD 8032

$213B regulatory AUM 20,450 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2014 → 03/2022
  Securities America Inc
  La Vista, NE
• 01/2019 → 03/2022
  Securities America Advisors
  La Vista, NE
• 03/2022 → 05/2024
  Robinhood Financial, Llc
  Omaha, NE
• 06/2022 → 05/2024
  Robinhood Markets, Inc
  Omaha, NE
• 05/2024 → 09/2024
  Cetera Adviser Newtworks Llc
  El Segundo, CA
• 05/2024 → 09/2024
  Cetera Investment Services Llc
  St Cloud, MN
• 05/2024 → 09/2024
  Cetera Advisors Llc
  Greenwood Village, CO
• 05/2024 → 09/2024
  Cetera Financial Specialists Llc
  Schaumburg, IL
• 05/2024 → 09/2024
  Cetera Investment Advisors Llc
  Omaha, NE
• 09/2024 → Present
  Commonwealth Financial Network
  Waltham, MA

Previous Registrations

• 2019-01-03 → 2022-03-14
  Securities America Advisors, Inc.
  La Vista, NE
  Omaha, NE
  La Vista, NE

Exams

• S66 Uniform Combined State Law Examination
  2018-12-28
• S63 Uniform Securities Agent State Law Examination
  2008-03-18

Other Names

• Andrew N Cumbee